Xpert Technologies provides managed IT and cybersecurity for Michigan financial advisors, including the security controls and documentation that support SEC audit readiness.
Most advisors we talk to worry about three things: being caught unprepared when SEC examiners ask how client data is protected, a single fraudulent email putting client trust or a transfer at risk, and technology failing right before a client meeting.
When examiners ask how your firm protects client information, you need more than assurances. We help organize IT policies, access-control records, backup reports, and incident-response documentation alongside your compliance team.
Impersonated clients and compromised accounts can put sensitive information and transfer requests at risk. Email protection, MFA, staff training, and verification procedures help reduce that exposure.
Your CRM, financial-planning software, portfolio tools, and Teams calls need to work together. We keep the technology behind your advice reliable, whether you're in the office or meeting clients remotely.
We help your firm prepare the IT controls and documentation an SEC exam looks for, lock down email and client data with multi-factor sign-in, and keep backups in step with your compliance team. When your CRM or planning tools act up, you get fast, responsive help.
SEC
audit preparation supported by documented IT controls
Let's review the technology behind your advisory firm. We'll identify security gaps and the IT documentation that can support your SEC audit preparation, working alongside your compliance team.*
*We support readiness; we don't replace legal or compliance advice or guarantee an audit outcome.
Frequently asked questions
Short, direct answers to the 5 questions buyers ask us most.
Every price is custom, because it depends on your network, your cybersecurity needs and the level of support your team expects. Most firms pay a predictable monthly fee instead of surprise hourly bills. Answer a few questions on our pricing page and you'll see your estimated range right away.
Yes. We help you put the cybersecurity controls and IT documentation in place that examiners commonly ask for, and we work alongside your compliance team. We support readiness; we don't replace legal or compliance advice or guarantee an audit outcome.
Yes. We support the software advisors rely on every day and handle the vendor calls, so your advisors and staff can stay with clients.
We layer multi-factor sign-in, email impersonation protection, device monitoring and staff training. Those layers stop the fake-email and stolen-password attacks behind most wire fraud.
You're covered by our 90-day "Shoot Once" guarantee. If you aren't 100% satisfied in the first 90 days, it's on us.
Questions about IT for Financial Advisors & RIAs? Contact Xpert Technologies about IT for Financial Advisors & RIAs.
